finra_disciplinary
1 records
FINRA: Firms Fined — Alpaca Securities LLC
March 17, 2026
March 17, 2026 – An AWC was issued in which the firm was censured and fined $300,000. Without admitting or denying the findings, the firm consented to the sanctions and to the entry of findings that i...
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ny_corps
1 records
NY Corp: ALPACA SECURITIES LLC
2025-10-07
FOREIGN LIMITED LIABILITY COMPANY | County: New York | Jurisdiction: Delaware
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