insider trading — Federal Records

Southern District of California | Qualcomm Sales Director Admits Insider Trading

[USAO SDCA] ...(NASD: QCOM) pled guilty today to insider trading and admitted netting almost $200...$200,000 in fraudulent proceeds by trading ahead of Qualcomm’s 2011 acquisition...(NASD: QCOM) pled ...

View Source

Middle District of Louisiana | Former Shaw Insider Sentenced to Federal Prison for Insider Trading

[USAO MDLA] ...convictions for securities fraud (insider trading) and conspiracy to commit securities...convictions for securities fraud (insider trading) and conspiracy to commit securities...charged...

View Source

Middle District of Louisiana | Former Shaw Executive Convicted Of Insider Trading

[USAO MDLA] ...has pled guilty to engaging in insider trading. In late July 2012, Shaw and CB&I...and the family member both used the inside information obtained by ZERINGUE to...has pled guilty to en...

View Source

Middle District of Tennessee | Former Pinnacle Director Pleads Guilty To Insider Trading

[USAO MDTN] Tenn., pleaded guilty today to insider trading in connection with Pinnacle’s...enforced a policy prohibiting insider trading by its employees and directors...Tenn., pleaded guilty today to...

View Source

Southern District of California | Qualcomm Sales Director Guilty Of Insider Trading

[USAO SDCA] ...one count of insider trading. At the time of his illegal trade, Herman was a...co-defendant were part of an informal stock trading group, and occasionally shared tips...one count of ins...

View Source

District of Minnesota | Minneapolis Man Sentenced to Prison for Insider Trading Scheme

[USAO MN] ...of Los Angeles, engaged in an insider trading conspiracy. Tavlin, while working...evidence presented at trial, the insider trading conspiracy included an agreement...hours of community se...

View Source

District of New Jersey | Apple’s Former Director of Corporate Law Admits Insider Trading

[USAO NJ] ...today admitted engaging in an insider trading scheme that spanned five years...on insider trading, Levoff used his position of trust to commit insider trading...today admitted engaging in...

View Source

District of Minnesota | Federal Jury Convicts Minneapolis Man for Insider Trading Scheme

[USAO MN] ...convicted a Minneapolis man in an insider trading conspiracy involving nonpublic...of Los Angeles, engaged in an insider trading conspiracy. Farahan used the nonpublic...convicted a Minne...

View Source

District of Minnesota | Three Men Federally Indicted for Insider Trading, Securities Fraud

[USAO MN] ...indicted for their roles in an insider trading conspiracy involving a medical...engage in insider trading, securities fraud in the form of insider trading, and aiding...indicted for their...

View Source

Southern District of California | Former President Of Qualcomm’s Global Business Operations Indicted For Insider Trading

[USAO SDCA] ...disguise illicit profits from insider trading. “These individuals face severe...imprisonment and substantial fines.” “Insider trading is an insidious crime. According...(NASDAQ: QCOM) w...

View Source

Eastern District of New York | Brooklyn Man Pleads Guilty to Insider Trading and Tax Evasion

[USAO E.D. New York] ...evasion in connection with an insider trading scheme in which Peltz executed...information (MNPI) from a company insider....evasion in connection with an insider trading scheme...

View Source

Southern District of New York | Three Charged In First Ever Cryptocurrency Insider Trading Tipping Scheme

[USAO S.D. New York] ...month, I announced the first ever insider trading case involving NFTs, and today...today I announce the first ever insider trading case involving cryptocurrency markets...conne...

View Source

District of New Jersey | Previously Charged Virginia Man Admits Additional $3.4 Million Insider Trading Scheme

[USAO NJ] ...guilty to insider trading admitted engaging in another insider trading scheme that...guilty to insider trading admitted engaging in another insider trading scheme that...fraud/insider tra...

View Source

Central District of California | Former Senior Audit Partner At KPMG Charged With Insider Trading

[USAO C.D. California] ...commit securities fraud through insider trading. On some occasions, London called...$1 million from illegal securities trades based on the confidential information...his invo...

View Source

Southern District of New York | Corporate Insider And Two Associates Plead Guilty To Million-Dollar Insider Trading Scheme

[USAO S.D. New York] ...scheme to trade in securities of Kaman, Corporation (“Kaman”) using inside information...scheme to trade in securities of Kaman, Corporation (“Kaman”) using inside information....

View Source

Northern District of Georgia | Second Former Carter's Executive Pleads Guilty To Multi-Million Dollar Insider Trading Conspiracy

[USAO NDGA] ...connection with a multi-million dollar insider trading conspiracy involving Carter’s...Carter’s stock. “Corporate insiders who disclose company secrets are the enablers who...connection...

View Source

Northern District of Georgia | Former Equifax employee sentenced for insider trading

[USAO NDGA] ...sentenced to federal prison for insider trading....sentenced to federal prison for insider trading. “Ying thought of his own financial...held to profit from inside information.” “If com...

View Source

District of New Jersey | Former Executive Of New Jersey Pharmaceutical Company Charged With $38 Million Insider Trading Scheme

[USAO NJ] ...publicly traded company with securities fraud and insider trading....publicly traded company with securities fraud and insider trading, U.S. Attorney...Directors of Humanigen, Inc., a pub...

View Source

Northern District of Illinois | Corporate Audit Director Sentenced To One Year For Insider Trading

[USAO N.D. Illinois] ...healthcare industry and its common stock is traded on the NASDAQ stock market under the...profited approximately $286,211 from insider trading. “We will vigorously prosecute......

View Source

Western District of North Carolina | Maryland Man Charged With Insider Trading Conspiracy

[USAO WDNC] Friend’s Insider “Tips” CHARLOTTE, N.C. – A Maryland man who received insider “tips”...“tips” of confidential trading information from his college friend, John Femenia...Friend’s Insider “...

View Source

Southern District of New York | Cambridge, Massachusetts, Man Sentenced In Manhattan Federal Court For Insider Trading

[USAO S.D. New York] ...searched for “how sec detect unusual trade” and accessed at least three articles...financial websites related to insider trading. YAN also searched for the name...connection wi...

View Source

Southern District of New York | Manhattan Jeweler Pleads Guilty To Insider Trading

[USAO S.D. New York] Millul received inside information about a publicly traded stock from a friend...ensuring that the stock-buying public is trading in a fair market. The Analyst repeatedly...guilty...

View Source

Western District of North Carolina | Charlotte Man Is Charged With Insider Trading

[USAO WDNC] ... Hill, 44, of Charlotte, with insider trading, announced Andrew Murray, U.S...000 as a result of his illegal insider trading activities. In a related matter... Hill, 44, of Charlotte, w...

View Source

Southern District of New York | Cambridge, Massachusetts, Man Pleads Guilty In Manhattan Federal Court To Insider Trading

[USAO S.D. New York] ...searched for “how sec detect unusual trade” and accessed at least three articles...financial websites related to insider trading. YAN also searched for the name...in Manhattan ...

View Source

Western District of North Carolina | Former Wells Fargo Investment Banker And Three Conpsirators Sentenced For Insider Trading Conspiracy

[USAO WDNC] They each pleaded guilty to insider trading and money laundering conspiracy...pleaded guilty to one count of insider trading conspiracy. The criminal conspiracy...Kickbacks in Cash And Gol...

View Source

Central District of California | Brentwood Man Found Guilty of Insider Trading

[USAO C.D. California] ...a jury of participating in an insider trading scheme that netted more than $650...a jury of participating in an insider trading scheme that netted more than $650...guilty Tue...

View Source