finra_disciplinary
1 records
FINRA: Individuals Suspended — Robert Galloway
November 17, 2025
November 17, 2025 – An AWC was issued in which Galloway was fined $5,000 and suspended from association with any FINRA member in all capacities for five months. Without admitting or denying the findin...
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ny_corps
1 records
NY Corp: ROBERT GALLOWAY INC.
2012-09-20
DOMESTIC BUSINESS CORPORATION | County: Kings | Jurisdiction: New York
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