finra_disciplinary
1 records
FINRA: Firms Fined — Union Capital Company
December 4, 2024
December 4, 2024 – An AWC was issued in which the firm was censured, is ordered to pay $28,237.85, in restitution to customers, and required to certify that it has remediated the issues identified in ...
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ny_corps
1 records
NY Corp: UNION CAPITAL, LLC
2014-02-24
DOMESTIC LIMITED LIABILITY COMPANY | County: Kings | Jurisdiction: New York
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